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Fraud-on-the-Market Theory Questioned

Fraud on the Market Theory Questioned

Regulation A and the Reawakening of U.S Entrepreneurship!

There is little doubt that innovation and entrepreneurship are the backbone of this nation.

Update On Dennis Van Patter-VSR Financial Investigation

Rex Securities Law anticipates filing a FINRA arbitration against VSR Financial broker Dennis Van Patter of Plano Texas seeking losses for sale of non-conventional investments.

Inland American Share RePurchase Program--Investors May Wish to Consider FINRA Arbitration

Inland American offers limited share repurchase program. Investors may want to consider filing for arbitration with FInancial Industry Regulatory Authority (FINRA).

RSL Investigates Ash Flat, Arkansas, Broker Jason Todd Miller

Rex Securities Law is investigating Jason Todd Miller, who formerly worked for Investment Professionals in Ash Flat, Arkansas.

Sagepoint Financial Ordered to Pay $700,000 by Securities Regulators

Missouri Securities Regulators fine Sagepoint Financial $700,000 for failure to supervise.

Lawsuit Filed Against Former Southwest Securities Broker Wade Lawrence

Suits filed in Lubbock County against Lawrence Wade

Social Media Compliance for Financial Services

Social Media Regulation, Compliance and Governance in the Financial Services FINRA SEC

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